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Rice Hall James & Associates

celebrating more than 45 years of investment excellence

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Administration

July 14, 2020

Tony joined RHJ in August of 2010. Prior to joining the firm, he served as Vice President at LPL Financial, overseeing areas in operations and client services as well as issue resolution. Tony received a B.A. from San Diego State University. Tony is a CFA® charterholder. He is a member of CFA Society San Diego.

July 14, 2020

Shelley joined RHJ in February 1997, and has 33 years of industry experience. Shelley was promoted to Senior Compliance Manager for RHJ in November 2018. Throughout her tenure with RHJ, Shelley has held various roles within the Operations Department, including Operations Manager, Project Manager, and Operations Administrator.

July 14, 2020

Janine joined RHJ in July of 2002 and served in various roles within Marketing, Trading, and Compliance. In 2009, she assumed responsibility as Chief Compliance Officer (CCO). As CCO, she is responsible for oversight and implementation of the compliance program and regulatory requirements for the firm. Prior to joining the firm, she was a Senior […]

July 14, 2020

Carl joined RHJ in 2003 as a Marketing Manager. In 2004, Carl assumed responsibility as Chief Administrative Officer and then in 2009 as Chief Financial Officer. Prior to joining the firm, he was responsible for Institutional Consulting Relationships and Marketing at Freeman Associates Investment Management. He also served as Director of Marketing at Messner & […]

July 14, 2020

Brett joined RHJ in April 2015 as Director of Information Technology and the acting Information Security Officer. He oversees the firm’s vendor management, including the IT outsourcing relationship with San Diego-based Net Informant, Inc. (Net Informant). Prior to joining the firm, Brett was a founding partner at Bravura Networks Inc., a managed service provider in […]

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